SFC Licences of YU Raymundo A Jr
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 | RE | 1 | 27 July 2011 | 29 November 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 29 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |