SFC Licences of HUI Hiu To 許曉濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 December 2019 | 28 February 2022 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 December 2019 | 28 February 2022 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 04 December 2007 | 27 November 2019 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 21 September 2007 | 27 November 2019 |
Chung Lee Securities Company Limited 眾利股票有限公司 | RE | 1 | 01 April 2003 | 30 November 2006 |
Chung Lee Securities Company Limited 眾利股票有限公司 | RE | 9 | 01 April 2003 | 31 March 2004 |
Chung Lee Securities Company Limited 眾利股票有限公司 | RE | 6 | 01 April 2003 | 31 March 2004 |
Chung Lee Securities Company Limited 眾利股票有限公司 | RE | 4 | 01 April 2003 | 31 March 2004 |