SFC Licences of HUI Hiu To 許曉濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 16 December 2019 28 February 2022
Quam Securities Limited 華富建業證券有限公司 RE 1 16 December 2019 28 February 2022
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 04 December 2007 27 November 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 21 September 2007 27 November 2019
Chung Lee Securities Company Limited 眾利股票有限公司 RE 1 01 April 2003 30 November 2006
Chung Lee Securities Company Limited 眾利股票有限公司 RE 9 01 April 2003 31 March 2004
Chung Lee Securities Company Limited 眾利股票有限公司 RE 6 01 April 2003 31 March 2004
Chung Lee Securities Company Limited 眾利股票有限公司 RE 4 01 April 2003 31 March 2004