SFC Licences of LEE Cheong Wing 李昌榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Investment Management Limited 浦銀國際投資管理有限公司
RO 4, 9 22 August 2018 30 September 2019
SPDB International Investment Management Limited 浦銀國際投資管理有限公司
RE 4, 9 13 June 2018 22 August 2018
Zhifu International Asset Management (HK) Limited 置富國際資產管理(香港)有限公司
RO 4, 9 01 August 2017 06 April 2018
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司
RO 4, 9 11 December 2015 31 May 2016
First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司
RE 4, 9 11 November 2015 11 December 2015
China Finance KAB Limited 中金三甲證券有限公司
RE 2 26 March 2015 28 August 2015
China Finance KAB Asset Management Limited 中金三甲資產管理有限公司
RO 4, 9 07 January 2014 28 August 2015
China Finance KAB Limited 中金三甲證券有限公司
RO 1, 4 17 September 2013 28 August 2015
China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司
RO 4, 9 31 May 2010 31 May 2012
China Everbright Assets Management Limited 中國光大資產管理有限公司
RO 4, 9 24 September 2008 13 November 2009
MacroValue Investors Limited
RO 9 17 March 2008 15 September 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 9 01 March 2007 30 November 2007
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司
RE 4 08 April 2005 14 September 2005
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司
RE 9 24 January 2005 14 September 2005