SFC Licences of YU Hon Pan 余漢彬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 25 July 2011 25 August 2012
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RO 5 17 November 2010 25 August 2012
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 4 17 November 2010 25 August 2012
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RO 2 31 May 2010 25 August 2012
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 1 31 May 2010 25 August 2012
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 09 March 2010 31 May 2010
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 09 March 2010 31 May 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 06 February 2009 04 September 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 06 February 2009 04 September 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 06 February 2009 04 September 2009
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 05 February 2007 16 January 2009
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 05 February 2007 16 January 2009
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 28 April 2006 16 January 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 28 April 2006 16 January 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 03 February 2006 16 January 2009
Shun Loong Capital Limited 順隆融資有限公司 RE 6 28 May 2004 31 March 2005
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 21 October 2003 16 January 2009
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 21 October 2003 19 August 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 21 October 2003 28 May 2004
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 6 01 April 2003 09 October 2003
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 01 April 2003 09 October 2003
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 4 01 April 2003 09 October 2003
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 7 01 April 2003 08 September 2003
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 9 01 April 2003 03 June 2003