SFC Licences of WONG Wai Ling 王慧鈴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RO 1 15 June 2011 16 June 2012
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 11 October 2010 15 June 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 25 April 2007 23 January 2009
Merrill Lynch Far East Limited RE 1 25 April 2007 23 January 2009
Merrill Lynch (Asia Pacific) Limited RE 1 25 April 2007 23 January 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 30 March 2005 08 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 March 2005 08 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 18 February 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 18 February 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003