SFC Licences of NGAN Hung Kit, Dennis 顏鴻傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 18 May 2009 | 17 September 2012 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 May 2009 | 17 September 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 September 2008 | 19 November 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 September 2008 | 19 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 September 2008 | 19 November 2008 |
Celestial Securities Limited 時富證券有限公司 | RE | 3 | 22 March 2004 | 18 September 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 22 March 2004 | 18 September 2004 |