SFC Licences of NGAN Hung Kit, Dennis 顏鴻傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 18 May 2009 17 September 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 18 May 2009 17 September 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 18 September 2008 19 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 18 September 2008 19 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 September 2008 19 November 2008
Celestial Securities Limited 時富證券有限公司 RE 3 22 March 2004 18 September 2004
Celestial Securities Limited 時富證券有限公司 RE 1 22 March 2004 18 September 2004