| Institution |
Role |
Licences |
Start date |
End date |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
5 |
20 June 2017 |
31 October 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
4 |
20 June 2017 |
31 October 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
2 |
07 April 2017 |
31 October 2018 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
2 |
13 January 2017 |
31 October 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
1 |
13 January 2017 |
31 October 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
2 |
21 November 2016 |
07 April 2017 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
5 |
01 November 2016 |
20 June 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
4 |
01 November 2016 |
20 June 2017 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
2 |
01 November 2016 |
13 January 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
1 |
01 November 2016 |
13 January 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO |
2 |
09 August 2012 |
31 December 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO |
1 |
09 August 2012 |
31 December 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE |
3 |
16 May 2011 |
27 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE |
5 |
19 October 2005 |
31 December 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE |
2 |
13 October 2005 |
09 August 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE |
4 |
15 December 2004 |
31 December 2015 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RE |
5 |
15 December 2004 |
27 January 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE |
1 |
28 January 2004 |
09 August 2012 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RE |
2 |
28 January 2004 |
27 January 2011 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RE |
2 |
01 April 2003 |
28 January 2004 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE |
1 |
01 April 2003 |
28 January 2004 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE |
6 |
01 April 2003 |
02 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE |
4 |
01 April 2003 |
02 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE |
7 |
01 April 2003 |
02 September 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE |
9 |
01 April 2003 |
02 September 2003 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RE |
5 |
01 April 2003 |
02 September 2003 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RE |
7 |
01 April 2003 |
02 September 2003 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RE |
9 |
01 April 2003 |
02 September 2003 |