SFC Licences of CHEUNG Man Yu 張文裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Success Advance Investments Limited 駿程投資有限公司	RO	9	06 October 2022
Success Advance Investments Limited 駿程投資有限公司	RO	4	06 October 2022
YONXI Securities Limited 雍熙證券有限公司	RO	4	28 April 2022	07 July 2022
YONXI Securities Limited 雍熙證券有限公司	RO	1	28 April 2022	07 July 2022
YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司	RO	9	09 November 2021	28 February 2022
YONXI Securities Limited 雍熙證券有限公司	RE	4	17 August 2021	28 April 2022
YONXI Securities Limited 雍熙證券有限公司	RE	1	17 August 2021	28 April 2022
YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司	RE	9	17 August 2021	09 November 2021
Mason Investment Management Limited 茂宸投資管理有限公司	RE	9	24 February 2021	07 May 2021
Mason Investment Management Limited 茂宸投資管理有限公司	RE	4	24 February 2021	07 May 2021
Mason Investment Management Limited 茂宸投資管理有限公司	RE	1	24 February 2021	07 May 2021
Pearl Bridge Securities Limited 橋匯證券有限公司	RO	4	28 September 2020	31 January 2021
Pearl Bridge Securities Limited 橋匯證券有限公司	RO	1	28 September 2020	31 January 2021
Pearl Bridge Asset Management Limited 橋匯資產管理有限公司	RO	9	21 August 2020	31 January 2021
Pearl Bridge Asset Management Limited 橋匯資產管理有限公司	RO	4	21 August 2020	31 January 2021
Pearl Bridge Securities Limited 橋匯證券有限公司	RE	4	10 August 2020	28 September 2020
Pearl Bridge Securities Limited 橋匯證券有限公司	RE	1	10 August 2020	28 September 2020
Nobo Capital Management (Hong Kong) Limited	RO	9	25 February 2019	07 August 2020
Nobo Capital Management (Hong Kong) Limited	RO	4	25 February 2019	07 August 2020
Nobo Capital Management (Hong Kong) Limited	RE	9	21 February 2019	25 February 2019
Nobo Capital Management (Hong Kong) Limited	RE	4	21 February 2019	25 February 2019
Righteous Capital Limited 正平資本有限公司	RO	9	12 April 2018	20 February 2019
Righteous Capital Limited 正平資本有限公司	RO	4	06 December 2017	20 February 2019
Righteous Capital Limited 正平資本有限公司	RO	1	06 December 2017	20 February 2019
SP Securities Limited 中盈證券有限公司	RO	9	30 June 2017	24 November 2017
SP Securities Limited 中盈證券有限公司	RO	4	05 August 2016	24 November 2017
SP Securities Limited 中盈證券有限公司	RO	1	05 August 2016	24 November 2017
SP Securities Limited 中盈證券有限公司	RE	4	15 June 2016	05 August 2016
SP Securities Limited 中盈證券有限公司	RE	1	15 June 2016	05 August 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	26 March 2015	04 May 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	11 November 2014	04 May 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	11 November 2014	04 May 2016
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	11 November 2014	04 May 2016
BOCI Securities Limited 中銀國際證券有限公司	RE	3	02 August 2013	09 October 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	2	08 January 2008	09 October 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	1	08 January 2008	09 October 2014
Mason Securities Limited 茂宸證券有限公司	RE	1	01 April 2003	05 January 2008
Mason Futures Limited 茂宸期貨有限公司	RE	2	01 April 2003	05 January 2008
Mason Futures Limited 茂宸期貨有限公司	RE	5	01 April 2003	22 February 2005
Mason Securities Limited 茂宸證券有限公司	RE	7	01 April 2003	22 February 2005
Mason Securities Limited 茂宸證券有限公司	RE	9	01 April 2003	22 February 2005
Mason Futures Limited 茂宸期貨有限公司	RE	9	01 April 2003	22 February 2005
Mason Securities Limited 茂宸證券有限公司	RE	4	01 April 2003	22 February 2005
Mason Securities Limited 茂宸證券有限公司	RE	6	01 April 2003	22 February 2005