SFC licenceholder ADV640 LEUNG Tsz Man, Agnes 梁祉雯

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 16 May 2003
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 16 May 2003
Phoenix Capital Securities Limited 英明證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 16 May 2003
Phoenix Capital Futures Limited 英明期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 16 May 2003
Phoenix Capital Securities Limited 英明證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 15 May 2003
Phoenix Capital Futures Limited 英明期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 15 May 2003