SFC licenceholder ADV670 FRESHWATER Timothy George

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [6] (Advising on Corporate Finance) 12 April 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [6] (Advising on Corporate Finance) 01 April 2003 12 April 2012
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO [6] (Advising on Corporate Finance) 01 April 2003 26 August 2011
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 10 January 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 10 January 2005