SFC Licences of HUNG Fan Ming 孔繁明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Original Asset Management Limited 原創資產管理有限公司
RE 9 22 December 2020 28 February 2021
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 05 December 2018 28 February 2021
Celestial Commodities Limited 時富商品有限公司
RE 2 19 September 2014 02 November 2018
Celestial Securities Limited 時富證券有限公司
RE 1 29 July 2014 02 November 2018
Hou Tak Securities Limited 厚德證券有限公司
RE 1 25 August 2008 28 February 2014
Sincere Securities Limited 訊匯證券有限公司
RE 1 01 April 2003 30 July 2008
Sincere Securities Limited 訊匯證券有限公司
RE 4, 6, 9 01 April 2003 23 June 2004