SFC Licences of LIU Tim Shun 廖添順

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 19 March 2012 30 December 2022
Beevest Securities Limited 蜂投證券有限公司 RE 1 09 November 2005 09 March 2012
Delta Asia Securities Limited 滙業證券有限公司 RE 1 01 April 2003 04 November 2005
Delta Asia Securities Limited 滙業證券有限公司 RE 6 01 April 2003 07 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 9 01 April 2003 07 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 4 01 April 2003 07 May 2004
Delta Asia Securities Limited 滙業證券有限公司 RE 7 01 April 2003 07 November 2003