SFC Licences of LIU Tim Shun 廖添順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 19 March 2012 | 30 December 2022 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 09 November 2005 | 09 March 2012 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 01 April 2003 | 04 November 2005 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 9 | 01 April 2003 | 07 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 01 April 2003 | 07 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |