SFC Licences of CHU Po Chu 朱寶珠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanfull Futures Limited 新富期貨有限公司 RE 2 10 August 2017
Sanfull Securities Limited 新富證券有限公司 RE 1 10 August 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 04 August 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 04 August 2017
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 08 August 2006 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 08 August 2006 03 March 2008
SPS Commodities Limited 新寶城期貨有限公司 RE 2 01 April 2003 15 July 2006
SPS Securities Limited 新寶城證券有限公司 RE 1 01 April 2003 15 July 2006
SPS Commodities Limited 新寶城期貨有限公司 RE 9 01 April 2003 25 August 2004
SPS Commodities Limited 新寶城期貨有限公司 RE 5 01 April 2003 25 August 2004
SPS Securities Limited 新寶城證券有限公司 RE 9 01 April 2003 25 August 2004
SPS Securities Limited 新寶城證券有限公司 RE 6 01 April 2003 25 August 2004
SPS Securities Limited 新寶城證券有限公司 RE 4 01 April 2003 25 August 2004