SFC Licences of CHU Po Chu 朱寶珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanfull Futures Limited 新富期貨有限公司 | RE | 2 | 10 August 2017 | |
Sanfull Securities Limited 新富證券有限公司 | RE | 1 | 10 August 2017 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 12 September 2007 | 04 August 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 04 August 2017 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 2 | 08 August 2006 | 03 March 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 08 August 2006 | 03 March 2008 |
SPS Commodities Limited 新寶城期貨有限公司 | RE | 2 | 01 April 2003 | 15 July 2006 |
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 01 April 2003 | 15 July 2006 |
SPS Commodities Limited 新寶城期貨有限公司 | RE | 9 | 01 April 2003 | 25 August 2004 |
SPS Commodities Limited 新寶城期貨有限公司 | RE | 5 | 01 April 2003 | 25 August 2004 |
SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 01 April 2003 | 25 August 2004 |
SPS Securities Limited 新寶城證券有限公司 | RE | 6 | 01 April 2003 | 25 August 2004 |
SPS Securities Limited 新寶城證券有限公司 | RE | 4 | 01 April 2003 | 25 August 2004 |