SFC Licences of LAI Tsz Wai, Michael 黎子偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gary Cheng Securities Limited 加多利證券有限公司 RE 1 25 October 2016 30 August 2021
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 01 June 2015 14 October 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 01 June 2015 14 October 2016
Stockwell Commodities Limited 常匯商品期貨有限公司 RE 2 20 January 2014 20 May 2015
Stockwell Securities Limited 常匯證券有限公司 RE 1 20 January 2014 20 May 2015
Celestial Commodities Limited 時富商品有限公司 RE 2 09 June 2010 13 January 2014
Celestial Securities Limited 時富證券有限公司 RE 1 09 June 2010 13 January 2014
Fulbright Futures Limited 富昌期貨有限公司 RE 2 16 September 2009 01 June 2010
Fulbright Securities Limited 富昌證券有限公司 RE 1 16 September 2009 01 June 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 13 January 2006 09 September 2009
Celestial Securities Limited 時富證券有限公司 RE 1 13 January 2006 09 September 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 29 October 2003 10 December 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 29 October 2003 10 December 2005
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 28 August 2003 17 October 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 28 August 2003 17 October 2003