SFC Licences of HO Ting Hong 何鼎康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 19 March 2014 01 August 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 19 March 2014 01 August 2017
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 19 March 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 19 March 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 19 March 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 19 March 2014
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 15 March 2013 03 June 2013
Delta Asia Securities Limited 滙業證券有限公司 RE 1 15 March 2013 03 June 2013
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 15 March 2013 03 June 2013
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 1 23 February 2009 30 June 2011
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 9 26 October 2007 30 June 2011
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 4 26 October 2007 30 June 2011
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 5 26 October 2007 01 February 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 19 May 2004 29 July 2004
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 19 May 2004 29 July 2004
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 6 01 April 2003 25 February 2004
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 1 01 April 2003 25 February 2004
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 9 01 April 2003 25 February 2004
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 4 01 April 2003 25 February 2004
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 9 01 April 2003 07 November 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 6 01 April 2003 07 November 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 4 01 April 2003 07 November 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 1 01 April 2003 07 November 2003