SFC Licences of WONG Horg Wang, Howard 王學宏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Tonghai Asset Management Limited 中國通海資產管理有限公司 RE 9 27 June 2022
China Tonghai Asset Management Limited 中國通海資產管理有限公司 RE 4 27 June 2022
China Tonghai Securities Limited 中國通海證券有限公司 RE 9 23 September 2020 05 June 2022
China Tonghai Securities Limited 中國通海證券有限公司 RO 4 26 September 2017 05 June 2022
China Tonghai Securities Limited 中國通海證券有限公司 RE 1 22 August 2016 05 June 2022
China Tonghai Securities Limited 中國通海證券有限公司 RE 2 22 August 2016 05 June 2022
China Tonghai Securities Limited 中國通海證券有限公司 RE 4 15 July 2016 26 September 2017
China Tonghai Securities Limited 中國通海證券有限公司 RE 4 04 January 2016 15 May 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 4 24 June 2011 04 March 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 22 June 2011 24 June 2011
China Everbright Assets Management Limited 中國光大資產管理有限公司 RO 4 30 August 2010 08 June 2011
China Everbright Assets Management Limited 中國光大資產管理有限公司 RO 9 30 August 2010 08 June 2011
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 4 17 February 2010 30 August 2010
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 17 February 2010 30 August 2010
Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 RO 9 21 August 2009 22 January 2010
Korea Investment Management Asia Limited 韓國投資運用亞洲有限公司 RO 4 21 August 2009 22 January 2010
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 9 22 March 2007 22 January 2010
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 4 22 March 2007 22 January 2010
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 1 22 March 2007 22 January 2010
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 9 05 February 2007 22 March 2007
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 04 May 2006 22 January 2007
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 01 April 2003 20 March 2006
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 01 April 2003 20 March 2006
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 01 April 2003 20 March 2006
First Shanghai Futures Limited 第一上海期貨有限公司 RE 5 01 April 2003 11 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 6 01 April 2003 11 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 9 01 April 2003 11 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 9 01 April 2003 11 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 01 April 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 01 April 2003 02 September 2003