SFC Licences of LIM Sau Fung 林秀鳳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Securities Limited 恒生證券有限公司 RO 4 01 June 2018
Hang Seng Securities Limited 恒生證券有限公司 RO 1 01 June 2018
Hang Seng Futures Limited 恒生期貨有限公司 RE 5 23 January 2009 14 July 2017
Hang Seng Futures Limited 恒生期貨有限公司 RE 2 23 January 2009 14 July 2017
Hang Seng Securities Limited 恒生證券有限公司 RE 4 01 April 2003 16 March 2015
Hang Seng Securities Limited 恒生證券有限公司 RE 1 01 April 2003 16 March 2015
Hang Seng Securities Limited 恒生證券有限公司 RE 6 01 April 2003 07 May 2004
Hang Seng Securities Limited 恒生證券有限公司 RE 9 01 April 2003 07 May 2004
Hang Seng Securities Limited 恒生證券有限公司 RE 7 01 April 2003 01 December 2003