SFC Licences of HOLMES John Palmer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peak Capital Limited | RE | 9 | 17 January 2022 | 28 September 2022 |
| Peak Capital Limited | RE | 4 | 17 January 2022 | 28 September 2022 |
| Peak Capital Limited | RE | 1 | 17 January 2022 | 28 September 2022 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 | RE | 9 | 10 September 2018 | 05 March 2019 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 | RE | 4 | 10 September 2018 | 05 March 2019 |
| LGT Investment Management (Asia) Limited | RE | 1 | 29 March 2006 | 01 May 2015 |
| LGT Investment Management (Asia) Limited | RE | 4 | 25 February 2005 | 01 May 2015 |
| Mirabaud (Far East) Limited | RO | 4 | 01 April 2003 | 31 August 2003 |
| Mirabaud (Far East) Limited | RO | 9 | 01 April 2003 | 31 August 2003 |
| Mirabaud (Far East) Limited | RO | 6 | 01 April 2003 | 31 August 2003 |