SFC Licences of LAW Sheung Pui 羅尚沛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 09 December 2013
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 09 January 2012
Glory Sun Securities Limited 寶新證券有限公司 RE 1 15 November 2011 01 January 2012
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 28 February 2011 03 October 2011
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 28 February 2011 03 October 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 27 July 2009 22 February 2011
CASH Asset Management Limited 時富資產管理有限公司 RE 9 21 May 2009 22 February 2011
Celestial Securities Limited 時富證券有限公司 RE 1 25 September 2006 22 February 2011
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 4 28 June 2005 20 August 2006
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 10 March 2005 23 June 2005
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 07 February 2005 10 March 2005
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 06 July 2004 07 February 2005
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 01 April 2003 06 July 2004
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 6 01 April 2003 02 April 2004