SFC Licences of TSE Ming Chu 謝明珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tianlong Securities Co., Limited 天龍證券股份有限公司 | RE | 9 | 19 October 2020 | 12 March 2024 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 | RE | 4 | 19 October 2020 | 12 March 2024 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 02 March 2020 | 31 May 2020 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 02 March 2020 | 31 May 2020 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 02 March 2020 | 31 May 2020 |