SFC Licences of WOO Lai Ping 胡麗冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China System Securities Limited 華信證券有限公司 | RE | 1 | 25 March 2024 | |
Business Securities Limited 東信證券有限公司 | RO | 4 | 09 May 2019 | 19 March 2024 |
Business Securities Limited 東信證券有限公司 | RO | 1 | 15 May 2012 | 19 March 2024 |
Business Futures Limited 東信期貨有限公司 | RO | 2 | 15 May 2012 | 27 November 2023 |
Business Securities Limited 東信證券有限公司 | RE | 1 | 01 April 2003 | 15 May 2012 |
Business Futures Limited 東信期貨有限公司 | RE | 2 | 01 April 2003 | 15 May 2012 |
Business Futures Limited 東信期貨有限公司 | RE | 9 | 01 April 2003 | 25 September 2003 |
Business Futures Limited 東信期貨有限公司 | RE | 5 | 01 April 2003 | 25 September 2003 |
Business Securities Limited 東信證券有限公司 | RE | 9 | 01 April 2003 | 25 September 2003 |
Business Securities Limited 東信證券有限公司 | RE | 6 | 01 April 2003 | 25 September 2003 |
Business Securities Limited 東信證券有限公司 | RE | 4 | 01 April 2003 | 25 September 2003 |