SFC Licences of LAU Chi Ming, Aman 劉智明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 09 June 2011 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 22 October 2010 | 29 April 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 31 July 2008 | 30 September 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 April 2005 | 30 September 2010 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 10 November 2004 | 06 April 2005 |