SFC Licences of REILLY Craig Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BTIG Hong Kong Limited | RE | 1 | 18 May 2021 | |
BTIG Hong Kong Limited | RO | 1 | 09 June 2014 | 18 May 2021 |
BTIG Hong Kong Limited | RE | 1 | 14 May 2014 | 09 June 2014 |
Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) | RO | 1 | 10 October 2005 | 30 April 2014 |
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 2 | 01 April 2003 | 11 December 2004 |
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 5 | 01 April 2003 | 11 December 2004 |
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 9 | 01 April 2003 | 11 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 1 | 01 April 2003 | 11 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 6 | 01 April 2003 | 11 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 4 | 01 April 2003 | 11 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 7 | 01 April 2003 | 11 December 2004 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 9 | 01 April 2003 | 11 December 2004 |