SFC Licences of YANG Kai 楊凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 May 2006 | 05 April 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 24 May 2006 | 23 October 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 June 2005 | 16 May 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 06 June 2005 | 16 May 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 June 2005 | 16 May 2006 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 01 July 2004 |