SFC Licences of LAU Chung Wai, Johnny 劉仲偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 17 December 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 3 06 February 2012 27 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 14 October 2005
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 01 April 2003 27 January 2011
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 5 01 April 2003 13 January 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 9 01 April 2003 13 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003