SFC Licences of MOORE John Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 December 2003 | 09 February 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 December 2003 | 09 February 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 09 February 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 09 February 2004 |
| J.P. Morgan Futures Hong Kong Limited | RE | 5 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 2 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 7 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 9 | 01 April 2003 | 03 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |