SFC Licences of WONG Yim How, Helen 黃艷巧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Upbest Securities Company Limited 美建證券有限公司 RE 1 10 June 2016
CVP Securities Limited 星火證券有限公司 RE 1 06 August 2004 08 June 2016
Beijing Securities Limited 北京證券有限公司 RE 1 11 September 2003 05 August 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 9 01 April 2003 10 September 2003
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 01 April 2003 10 September 2003
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 01 April 2003 10 September 2003
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 6 01 April 2003 10 September 2003