SFC Licences of WONG Yim How, Helen 黃艷巧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 10 June 2016 | |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 06 August 2004 | 08 June 2016 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 11 September 2003 | 05 August 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 9 | 01 April 2003 | 10 September 2003 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 01 April 2003 | 10 September 2003 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 01 April 2003 | 10 September 2003 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 6 | 01 April 2003 | 10 September 2003 |