SFC Licences of TAM Hon Wai 譚漢威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 | RE | 2 | 07 June 2013 | 30 May 2022 |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 07 June 2013 | |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 2 | 07 June 2006 | 25 May 2013 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 07 June 2006 | 25 May 2013 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 | RE | 2 | 03 March 2004 | 12 May 2006 |
| Roctec Securities Company Limited 鷹達證券有限公司 | RE | 1 | 03 March 2004 | 12 May 2006 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 1 | 01 April 2003 | 01 March 2004 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 4 | 01 April 2003 | 01 March 2004 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 6 | 01 April 2003 | 01 March 2004 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 9 | 01 April 2003 | 01 March 2004 |