SFC Licences of NG Wing Sing, James 吳榮星

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Asia Securities Limited 滙業證券有限公司 RE 4 12 October 2021 13 March 2023
Delta Asia Securities Limited 滙業證券有限公司 RE 1 10 September 2021 13 March 2023
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 27 July 2020 01 September 2021