SFC Licences of NG Wing Sing, James 吳榮星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 12 October 2021 | 13 March 2023 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 10 September 2021 | 13 March 2023 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 27 July 2020 | 01 September 2021 |