SFC Licences of LIU Hsing Wei 劉醒威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 02 August 2010 | 11 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 10 May 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 10 May 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |