SFC Licences of LAM Fu Ming 林富明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
YuFeng Financial Limited 裕豐金融有限公司 RO 9 06 March 2024
YuFeng Financial Limited 裕豐金融有限公司 RO 4 06 March 2024
YuFeng Financial Limited 裕豐金融有限公司 RO 1 06 March 2024
APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 RO 9 21 December 2018 31 March 2021
APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 RO 4 21 December 2018 31 March 2021
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 9 12 March 2018 31 October 2018
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 4 12 March 2018 31 October 2018
Oneday Asset Management Limited 壹天資產管理有限公司 RO 4 02 December 2015 20 April 2017
Oneday Asset Management Limited 壹天資產管理有限公司 RO 9 04 September 2014 20 April 2017
QMIS Asset Management Limited 華亞資產管理有限公司 RO 9 01 November 2011 30 November 2013
QMIS Asset Management Limited 華亞資產管理有限公司 RO 4 01 November 2011 30 November 2013
QMIS Securities Limited 華亞證券有限公司 RO 1 19 April 2010 30 November 2013
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 26 February 2009 13 February 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 21 July 2008 13 February 2010
Partners Capital Securities Limited 博大證券有限公司 RE 1 11 October 2007 16 June 2008