SFC Licences of LAM Wai Yan, Josephine 林惠茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RO	3	17 June 2019	08 June 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	4	17 June 2019	08 June 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	1	17 June 2019	08 June 2022
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RO	2	17 June 2019	08 June 2022
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RO	1	17 June 2019	08 June 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	20 May 2019	17 June 2019
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	20 May 2019	17 June 2019
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	20 May 2019	17 June 2019
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	1	20 May 2019	17 June 2019
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RO	2	10 January 2018	31 December 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RO	4	18 April 2016	31 December 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RO	1	18 April 2016	31 December 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	2	11 March 2016	11 July 2016
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	4	11 March 2016	18 April 2016
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	11 March 2016	18 April 2016
Mason Securities Limited 茂宸證券有限公司	RO	4	07 July 2015	29 January 2016
Mason Securities Limited 茂宸證券有限公司	RO	1	04 August 2014	29 January 2016
Mason Securities Limited 茂宸證券有限公司	RE	1	11 July 2014	04 August 2014
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	2	26 August 2003	16 August 2004
Sinofortune Securities Limited 華億證券有限公司	RO	1	01 April 2003	16 August 2004
Sinofortune Securities Limited 華億證券有限公司	RO	7	01 April 2003	14 August 2003