SFC Licences of CHIU Tuen Leung 趙端良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 18 June 2012 31 October 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 18 June 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 June 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 08 December 2009 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 08 December 2009 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 08 December 2009 20 October 2014
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 03 February 2006 01 December 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 February 2006 01 December 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 February 2006 01 December 2009
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 06 May 2004 01 December 2009
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 01 April 2003 01 December 2009
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 01 April 2003 01 December 2009
Shun Loong Futures Limited 順隆期貨有限公司 RE 5 01 April 2003 01 March 2004
Shun Loong Futures Limited 順隆期貨有限公司 RE 7 01 April 2003 01 March 2004
Shun Loong Futures Limited 順隆期貨有限公司 RE 9 01 April 2003 01 March 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 01 April 2003 01 March 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 9 01 April 2003 01 March 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 01 April 2003 01 March 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 01 April 2003 01 March 2004