SFC Licences of KAO An-Chi, Anne 高安琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 29 March 2012 | 03 May 2018 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 04 February 2008 | 06 November 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 04 February 2008 | 06 November 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 February 2008 | 06 November 2009 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 July 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 July 2003 |