SFC licenceholder ADX188 LAM Shun King 林順景

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 18 February 2014
Huarong International Securities Limited 華融國際證券有限公司 RE [1] (Dealing in Securities) 22 October 2008 04 February 2014
Head & Shoulders Securities Limited 聯合證券有限公司 RE [1] (Dealing in Securities) 27 December 2006 30 April 2009
Wonderland International Securities Limited 華德國際證券有限公司 RE [1] (Dealing in Securities) 21 July 2003 18 December 2006
Tung Tai Securities Company Limited 東泰證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 21 July 2003
Tung Tai Securities Company Limited 東泰證券有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 03 July 2003