SFC Licences of NG Tze Chiew, Diana 黃紫秋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Futures (Hong Kong) Limited | RE | 2 | 10 July 2008 | 22 April 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 July 2008 | 22 April 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 June 2005 | 22 April 2009 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 20 October 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 20 October 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 20 October 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 20 October 2004 |