SFC Licences of SCOTT David Paul Mcleod
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 31 August 2007 | 20 September 2008 |
| HSBC Futures (Singapore) Pte Ltd | RO | 5 | 01 June 2007 | 20 September 2008 |
| HSBC Futures (Singapore) Pte Ltd | RO | 2 | 01 June 2007 | 20 September 2008 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | 2 | 01 June 2007 | 20 September 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 01 September 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 September 2006 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 01 September 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |