SFC Licences of CHOW Yiu Sze 周耀時

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 27 September 2010 24 December 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 27 September 2010 24 December 2021
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 20 December 2006 08 September 2010
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 25 October 2006 08 September 2010
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 25 October 2006 08 September 2010
Upbest Commodities Company Limited 美建期貨有限公司 RE 2 11 September 2006 10 October 2006
Upbest Securities Company Limited 美建證券有限公司 RE 1 11 September 2006 10 October 2006
Upbest Securities Company Limited 美建證券有限公司 RE 1 06 May 2005 12 November 2005
Great Bay Securities Limited 大灣區深港證券有限公司 RE 1 01 April 2003 30 April 2005
Great Bay Securities Limited 大灣區深港證券有限公司 RE 4 01 April 2003 30 July 2003
Great Bay Securities Limited 大灣區深港證券有限公司 RE 9 01 April 2003 30 July 2003
Great Bay Securities Limited 大灣區深港證券有限公司 RE 6 01 April 2003 30 July 2003