SFC Licences of CHOW Yan, Inez 周茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 9 09 June 2023 26 June 2023
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 4 09 June 2023 26 June 2023
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 1 09 June 2023 26 June 2023
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 9 28 January 2021 09 June 2023
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 4 28 January 2021 09 June 2023
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 1 28 January 2021 09 June 2023
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 9 21 December 2020 28 January 2021
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 4 21 December 2020 28 January 2021
BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 RO 9 05 March 2015 11 October 2020
BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 RO 4 05 March 2015 11 October 2020
Leading Securities Company Limited 立鼎證券有限公司 RO 9 25 February 2014 06 February 2015
Leading Securities Company Limited 立鼎證券有限公司 RO 4 10 October 2013 06 February 2015
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 30 July 2004 01 July 2010
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 5 01 April 2003 01 July 2010
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 9 01 April 2003 01 July 2010
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 6 01 April 2003 13 May 2004
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 01 April 2003 13 May 2004