SFC Licences of BURNETT Peter William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 16 December 2013 31 August 2020
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 16 December 2013 31 August 2020
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 16 December 2013 31 August 2020
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 6 11 December 2013
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 4 11 December 2013
Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 1 11 December 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 08 April 2013 16 December 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 08 April 2013 16 December 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 08 April 2013 16 December 2013
UBS Securities Hong Kong Limited RE 6 07 June 2012 15 January 2013
UBS Securities Asia Limited RO 9 01 April 2003 25 June 2003
UBS Securities Asia Limited RO 6 01 April 2003 25 June 2003
UBS Securities Asia Limited RO 4 01 April 2003 25 June 2003
UBS Securities Asia Limited RO 1 01 April 2003 25 June 2003