SFC Licences of NG Lap Fung 伍立峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 18 February 2012 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 02 November 2010 | 18 February 2012 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 17 May 2006 | 20 November 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 06 December 2004 | 13 February 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 06 December 2004 | 13 February 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 06 December 2004 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 April 2003 | 06 December 2004 |