SFC Licences of ALFORD Terrence Miguel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aletheia Analyst Network Limited | RE | 4 | 07 October 2016 | 16 November 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 13 November 2014 | 06 June 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 10 April 2012 | 15 July 2014 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 25 January 2011 | 03 February 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 11 August 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 19 January 2004 |