SFC Licences of WU Sheng 武胜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 28 April 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 25 March 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 25 March 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 6 14 January 2021 29 December 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 14 January 2021 29 December 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 1 03 June 2013 30 June 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 6 03 June 2013 30 June 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 08 September 2010 03 June 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 08 September 2010 03 June 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 26 May 2008 09 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 26 May 2008 09 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 6 26 May 2008 09 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 22 May 2006 26 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 22 May 2006 26 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 May 2006 26 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 12 April 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 12 April 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004