SFC Licences of WU Sheng 武胜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	28 April 2022	24 October 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	25 March 2022	24 October 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	25 March 2022	24 October 2023
CMB International Capital Limited 招銀國際融資有限公司	RE	6	14 January 2021	29 December 2021
CMB International Capital Limited 招銀國際融資有限公司	RE	1	14 January 2021	29 December 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RO	6	03 June 2013	30 June 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RO	1	03 June 2013	30 June 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	08 September 2010	03 June 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	08 September 2010	03 June 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited	RO	1	26 May 2008	09 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	6	26 May 2008	09 June 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	1	26 May 2008	09 June 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	22 May 2006	26 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	22 May 2006	26 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	22 May 2006	26 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	12 April 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	12 April 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	11 February 2004