SFC Licences of POON Wai Kei, Raymond 潘偉基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 | RO | 6 | 05 December 2011 | 01 April 2013 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 25 April 2008 | 02 June 2010 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 1 | 25 April 2008 | 02 June 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 July 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 July 2003 |