SFC Licences of TAI Wing Sze, Charlotte 戴詠詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 15 August 2008 | 10 August 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 15 August 2008 | 10 August 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 15 August 2008 | 10 August 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 15 August 2008 | 10 August 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 04 January 2006 | 10 August 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 04 January 2006 | 10 August 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 10 August 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 10 August 2009 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2003 | 14 October 2005 |
J.P. Morgan Securities (Far East) Limited | RE | 9 | 01 April 2003 | 23 December 2003 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 23 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |