SFC Licences of CHEUNG Kwok Wai 張國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 07 June 2013 | 05 May 2016 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RO | 1 | 16 March 2007 | 15 January 2010 |
Haitong International Futures Limited 海通國際期貨有限公司 | RO | 5 | 02 February 2004 | 01 November 2012 |
Haitong International Futures Limited 海通國際期貨有限公司 | RO | 2 | 02 February 2004 | 01 November 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 01 April 2003 | 01 November 2012 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 April 2003 | 02 February 2004 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 9 | 01 April 2003 | 14 August 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 01 April 2003 | 14 August 2003 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 7 | 01 April 2003 | 14 August 2003 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 7 | 01 April 2003 | 14 August 2003 |