SFC Licences of CHEUNG Kwok Wai 張國威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VMS Securities Limited 鼎珮證券有限公司 RE 1 07 June 2013 05 May 2016
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 1 16 March 2007 15 January 2010
Haitong International Futures Limited 海通國際期貨有限公司 RO 5 02 February 2004 01 November 2012
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 02 February 2004 01 November 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 01 April 2003 01 November 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 02 February 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RO 7 01 April 2003 14 August 2003