SFC Licences of POON Yiu Cheung 潘耀祥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 9 04 November 2005 18 November 2005
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 4 04 November 2005 18 November 2005
Celestial Securities Limited 時富證券有限公司 RE 1 05 September 2005 07 October 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 2 24 March 2005 29 August 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 1 24 March 2005 29 August 2005
Prudential Brokerage Limited 信誠證券有限公司 RE 1 02 July 2004 11 March 2005
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 27 May 2004 11 March 2005
New Trend Futures Limited 創新期貨有限公司 RE 9 01 April 2003 21 April 2004
New Trend Futures Limited 創新期貨有限公司 RE 5 01 April 2003 21 April 2004
New Trend Futures Limited 創新期貨有限公司 RE 2 01 April 2003 21 April 2004