SFC Licences of POON Yiu Cheung 潘耀祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 04 November 2005 | 18 November 2005 |
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 04 November 2005 | 18 November 2005 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 05 September 2005 | 07 October 2005 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 2 | 24 March 2005 | 29 August 2005 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 24 March 2005 | 29 August 2005 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 02 July 2004 | 11 March 2005 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 27 May 2004 | 11 March 2005 |
New Trend Futures Limited 創新期貨有限公司 | RE | 9 | 01 April 2003 | 21 April 2004 |
New Trend Futures Limited 創新期貨有限公司 | RE | 5 | 01 April 2003 | 21 April 2004 |
New Trend Futures Limited 創新期貨有限公司 | RE | 2 | 01 April 2003 | 21 April 2004 |