SFC Licences of SUM Pun Yan 岑本仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Golden K2 Securities Limited	RO	1	31 January 2018	30 June 2019
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	13 July 2016	12 August 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	1	14 May 2013	13 July 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	23 September 2005	12 August 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	23 September 2005	14 May 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	01 April 2003	22 September 2005
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	01 April 2003	22 September 2005
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	01 April 2003	22 September 2005
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	6	01 April 2003	28 June 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	9	01 April 2003	28 June 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	5	01 April 2003	28 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	9	01 April 2003	28 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	7	01 April 2003	28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	01 April 2003	28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	6	01 April 2003	28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	7	01 April 2003	28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	9	01 April 2003	28 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	4	01 April 2003	28 June 2004