SFC Licences of JOO Hui Chan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 30 November 2006 | 15 July 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 30 November 2006 | 15 July 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 30 November 2006 | 15 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 November 2006 | 15 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 November 2006 | 15 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 November 2006 | 15 July 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 April 2005 | 27 October 2006 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 01 April 2003 | 27 October 2006 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 01 April 2003 | 27 October 2006 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |