SFC Licences of YAU Kin Ngai 邱建毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 11 March 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 July 2009 02 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 November 2007 08 July 2009
Christfund Securities Limited 恒豐證券有限公司 RE 1 01 April 2003 22 November 2007
Christfund Securities Limited 恒豐證券有限公司 RE 6 01 April 2003 01 August 2003
Christfund Securities Limited 恒豐證券有限公司 RE 4 01 April 2003 01 August 2003
Christfund Securities Limited 恒豐證券有限公司 RE 9 01 April 2003 01 August 2003